5/23/2013
OPINION – Murray claimed he was a fired for making disclosures protected by Section 806 of Sarbanes-Oxley. UBS moved to dismiss, arguing Murray was not a whistleblower under Dodd-Frank because he did not make a report to the S.E.C. The court denied the motion to dismiss, ruling that the disclosures fell under the four categories listed in 15 U.S.C. 78u–6(h)(1)(A)(iii). (S.D.N.Y.)