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New en banc petitions beg Federal Circuit to clarify patent eligibility

8/23/2012 COMMENTS (0)

If the Court of Appeals for the Federal Circuit had a summer picnic, here's one topic the judges avoided when they picked partners for three-legged races: patent eligibility under Section 101 of the Patent Act. The issue of what qualifies an idea or invention for patent protection has not only driven a wedge between the U.S. Supreme Court and the Federal Circuit, it's also created internal divisions on the appellate bench, where different judges seem to have quite different ideas about how to interpret the Supreme Court's recent directives.

That's an untenable situation, according to a pair of briefs filed Wednesday at the Federal Circuit by well-known Supreme Court litigators. Both briefs -- each of which requests en banc consideration of the eligibility of a computer-implemented business method patent -- argued that it's time for the entire Federal Circuit to resolve what's now a muddle of contradictory holdings on the appropriate standard for patentability.

In one of the briefs, WildTangent's lawyers at Latham & Watkins asked the full Federal Circuit to decide whether Ultramercial deserves a patent on a process for requiring online viewers to watch an ad before being permitted access to copyrighted content. Ultramercial's patent was previously upheld by a three-judge Federal Circuit panel, which said that it described "the application of an abstract idea to a 'new and useful end.'" That decision proved to be very controversial in the tech world, since it seemed to suggest that unpatentable abstract ideas -- such as linking advertising to copyrighted content -- were patentable once the Internet was invoked in a patent application. The Supreme Court had enough doubts about the Ultramercial patent that in May, after the high court's ruling in Mayo v. Prometheus Laboratories, the justices vacated the Federal Circuit's decision and remanded the case for reconsideration in light of Mayo, which reiterated the principal that abstract ideas and laws of nature are not eligible for patent protection.

WildTangent's new en banc petition (weighing in at 180 pages!) argued that Ultramercial can't get past the bar on patenting an abstract idea simply by applying that idea to the Internet. But, more broadly, the brief -- signed by former acting solicitor general Gregory Garre of Latham -- argued that despite the Supreme Court's directives earlier this year in Mayo and in 2010 in Bilski v. Kappos, the Federal Circuit seems more conflicted than ever about the eligibility of computer-implemented patents. That uncertainty is crippling innovation, WildTangent argued; for good measure, its lawyers pointed to an attached amicus brief Google and Verizon submitted in support of WildTangent's petition for certiorari earlier this year at the Supreme Court.

"It's obvious that the Federal Circuit is internally conflicted on the scope of Section 101," WildTangent counsel Garre told me in an email. "Remarkably, the conflict and confusion only has gotten worse in the wake of the Supreme Court's unanimous decision in Mayo and the Court's telling in Ultramercial in light of Mayo. And as technological leaders like Google and Verizon have stressed, the growing conflict and confusion is a real drag on innovation in this important area. In other words, it's a perfect storm necessitating en banc review."

Ultramercial counsel Lawrence Hadley of McKool Smith Hennigan said in an email that WildTangent's en banc petition "appears to be a premature effort to bypass the Federal Circuit panel that decided the case in the first place, and may be inconsistent with Federal Circuit procedure." The appeals court hasn't yet given any indication of how it intends to proceed in the case, Hadley said, and denied WildTangent's bid for en banc review in the case's first trip to the Federal Circuit. "I expect it to be denied again," he said.

Not if the Federal Circuit heeds the argument of CLS Bank, which suggested in the other en banc petition filed Wednesday that the appeals court hear both cases together. (WildTangent actually made the same proposal in its brief.) CLS's new lawyers at Gibson, Dunn & Crutcher raised similar assertions in the bank's en banc petition to those put forward by WildTangent, although the CLS case is in a different procedural posture: This is its first en banc consideration, and CLS has the advantage of a stinging dissent from one of the judges on the panel that upheld Alice Corporation's business method patent on a computer-implemented middleman in financial transactions. As I've previously reported, the dissenter, Judge Sharon Prost, accused the majority, judges Richard Linn and Kathleen O'Malley, of disregarding Supreme Court precedent when they said Alice's process was eligible for a patent. "The majority resists the Supreme Court's unanimous directive to apply the patentable subject matter test with more vigor," Prost wrote. "Worse yet, it creates an entirely new framework that in effect allows courts to avoid evaluating patent eligibility ... whenever they so desire," she continued. "The majority has failed to follow the Supreme Court's instructions -- not just in its holding, but more importantly in its approach."

According to the CLS petition, signed by Gibson Dunn Supreme Court veteran Mark Perry, the majority created an entirely new standard for patent eligibility that "dramatically weakens" Section 101's screening test and would permit patents on "virtually every computer-implemented method," including those that the Supreme Court invalidated in Bilski. "There is simply no way," the brief asserted, "to reconcile the majority's new test with the Supreme Court's decisions in Bilski and Mayo."

CLS counsel Perry told me in an interview that the only way for the Federal Circuit to clear up the confusion is through an en banc ruling that forces the entire court to agree on a standard. "Our hope is that the Federal Circuit, sitting en banc, will get these things sorted out. The Supreme Court has given them the tools," Perry said. I noted that, according to both the d i ssenting judge in the CLS case and the gene patent challengers who lost the Myriad case (again) last week at the Federal Circuit, some judges on the appeals court don't seem to want to use the tools the Supreme Court has provided.

"It's clear there's a dialogue going on between the Supreme Court and the Federal Circuit on the question of patent eligibility," Perry said (treading carefully). "It's also clear that that dialogue is not completed."

Alice counsel Adam Perlman of Williams & Connolly declined to comment.

(An earlier version of this post misidentified Alice's counsel.)

(Reporting by Alison Frankel)

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