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No agency defense in drug sale facilitation case: Court of Appeals

11/29/2012 COMMENTS (0)

By Daniel Wiessner

ALBANY, N.Y., Nov 29 (Reuters) - The New York Court of Appeals has upheld a man's conviction for facilitating a drug sale, rejecting his claim that because he acted on behalf of the buyer, he had not committed a crime.

In New York, the court noted, people charged with crimes after helping to orchestrate drug deals may assert the "agency defense," arguing that because they acted as agents of the buyers, they are not guilty of selling or possessing drugs.

In a 5-1 decision, the Court of Appeals on Thursday ruled for the first time that the agency defense does not apply when a defendant is charged with criminal facilitation.

The court upheld the facilitation conviction of Tyrone Watson, who in 2007 helped an undercover police officer buy crack from an alleged drug dealer in Queens.

"It would be incongruous to allow a facilitator, who clearly acts as the buyer's conduit to the drug seller and actively participates in the consummation of the transaction, to escape all criminal liability," Judge Victoria Graffeo wrote for the court.

Judges Carmen Ciparick, Eugene Pigott, Susan Read and Robert Smith concurred.

According to the court, in 2007 an undercover narcotics officer approached Watson and asked him if he knew where to buy drugs. Watson took the officer to a local drug spot, where he procured $40 worth of crack from an alleged dealer and gave it to the officer, the court said.

Watson, who made no money from the deal, and the alleged dealer were arrested. Watson was charged with felony sale of a controlled substance and the misdemeanors of criminal facilitation and possession. The alleged dealer was eventually acquitted of drug sale charges.

Under Section 115 of the Penal Law, a person is guilty of criminal facilitation "when, believing it probable that he is rendering aid to a person who intends to commit a crime, he engages in conduct which provides such person with means or opportunity for the commission thereof and which in fact aids such person to commit a felony."

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During his bench trial, Watson moved to dismiss the sale count, arguing that as an agent of the buyer he could not be convicted of the sale.

Watson in 2008 was convicted of facilitation and possession and sentenced to one year. But Acting Queens Supreme Court Justice John Latella acquitted Watson of drug sale charges, citing the agency defense, the Court of Appeals said.

On appeal, Watson pointed to the 2009 Supreme Court case Abuelhawa v. United States, in which the court held that a drug buyer cannot be guilty of facilitation. Watson claimed this holding should apply to him, since the trial judge had acknowledged he was acting on behalf of the buyer.

The Appellate Division, Second Department, last year upheld the conviction.

The Court of Appeals on Thursday affirmed, finding that the agency defense was applicable only to the drug sale charge, and not the facilitation charge.

In dissent, Chief Judge Jonathan Lippman said the majority's ruling went against the public policy underpinning the agency defense, which was developed to ensure that "leniency ... be shown to low-level conduits, acting on behalf of purchasers with limited intent."

"Where a court has determined that defendant acted solely in the interests of the buyer, as here, he cannot be guilty of also aiding the seller," Lippman wrote.

Watson's attorney, Natalie Rea, said the impact of Thursday's ruling will likely be limited because "in New York City, it is very, very unusual for a prosecutor to charge facilitation" in a drug case.

In a statement, Queens District Attorney Richard Brown said he was "grateful that the court answered an open question of law."

The case is the People v. Tyrone Watson, New York State Court of Appeals, No. 199.

For the prosecution: Queens Assistant District Attorney Sharon Brodt.

For Watson: Natalie Rea of the Legal Aid Society.

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