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Various pills, file 2012. REUTERS Srdjan Zivulovic

Lawyers debate impact of 2nd Circuit off-label ruling

3/12/2013 COMMENTS (0)

By Nate Raymond

(Reuters) - Lawyers representing pharmaceutical companies and a top U.S. Food and Drug Administration official debated the significance of a recent off-label-marketing ruling during a legal-industry conference.

The discussion, held Friday at a meeting of white-collar lawyers in Las Vegas, flowed from the 2nd U.S. Circuit Court of Appeals' decision in December to overturn the conviction of pharmaceutical sales representative Alfred Caronia on free speech grounds.

The decision, United States v. Caronia, sent ripples through the pharmaceutical industry, which has in recent years faced a number of prosecutions and investigations over the promotion of various drugs for off-label purposes.

At the legal conference, sponsored by the American Bar Association, the director of the FDA's criminal investigations office said the agency reviewed five years of cases after the 2nd Circuit ruling.

"We were unable to identify a single case in which we would not have been able to move forward under the standard set" in the case, said John Roth.

In the Caronia decision, a 2nd Circuit panel ruled 2-1 that the U.S. government had wrongly prosecuted the salesman for promoting the narcolepsy drug Xyrem for off-label uses including excessive daytime sleepiness and muscle disorders.

Circuit Judge Denny Chin wrote that prohibiting manufacturers from promoting off-label use created a barrier for doctors and patients to receive information, and that "could inhibit, to the public's detriment, informed and intelligent treatment decisions."

The FDA in January announced it would not appeal the decision, saying it did not believe the decision would "significantly affect the agency's enforcement of the drug misbranding provisions of the Food, Drug, and Cosmetic Act."

9TH VS 2ND CIRCUIT

At the ABA conference, defense lawyers said the 2nd Circuit's ruling was "psychologically important" because it showed that off-label use was a sensitive area and that scientific debate was important, said Joseph Savage, a defense lawyer with Goodwin Procter.

"An unduly aggressive approach by prosecutors might actually harm patient safety because it might deter exchange," Savage said. "There's a reason doctors are allowed to do things off label because it advances the health of the patient."

However, Savage also said the 2nd Circuit ruling might not be as earth-shattering as it might have first appeared.

For example, the ruling didn't prevent the U.S. Justice Department from pursuing cases where the statements made to doctors and patients were fraudulent, Savage pointed out. As a result, "it's hard to figure out if that case matters very much," he said.

He brought up last week's case at the 9th U.S. Circuit Court of Appeals, which upheld the conviction of former InterMune CEO Scott Harkonen, rejecting his First Amendment defense of charges he misrepresented the results of a clinical drug trial.

Savage said some had expected the 9th Circuit case to become a sequel to the 2nd Circuit's. The ruling instead showed that under the rubric of mail and wire fraud, the government was prepared to go after fraudulent statements, he said.

John Richter, a partner at King & Spalding and a former U.S. Attorney for Oklahoma City, Oklahoma, said his firm was pursuing a "number of cases" asserting First Amendment defenses.

While the 2nd Circuit decision hadn't fundamentally changed the landscape in terms of avoiding enforcement, the ruling had created "important leverage" to resolve cases favorably, particularly before an indictment was brought, said Richter.

"I do think the opportunity to engage in discussion on the question of truth cracks the door open in a way that allows for advocacy and open discussion at the pre-charge level," he said.

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