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BofA REUTERS Joshua Lott

Plaintiffs' firms plan for $150 mln fees in BofA case

9/28/2012 COMMENTS (0)

By Nate Raymond

Sept 28 (Reuters) - Plaintiffs' law firms at the center of the $2.43 billion class action settlement with Bank of America Corp are expected to apply for $150 million in attorneys fees, a spokesman for the Ohio attorney general said Friday.

The sum, while hefty, amounts to 6 percent of the settlement, a relatively modest contingency fee rate for what is the largest recovery in a securities class action arising out of the financial crisis. Law firms including Bernstein Litowitz Berger & Grossmann, Kessler Topaz Meltzer & Check, and Kaplan Fox & Kilsheimer are expected to split the sum.

The firms have yet to file a formal fee request, which, like the settlement, would be subject to approval by U.S. District Judge Kevin Castel in Manhattan.

But Dan Tierney, a spokesman for Ohio Attorney General Mike DeWine, whose state's pension funds were lead plaintiffs in the case, said the fee is expected to be $150 million.

The law firms either declined to comment on the fee award or referred requests for comment to the spokesman for the Ohio attorney general.

The litigation itself centered on allegations that Bank of America made false statements and omitted facts related to its 2008 acquisition of Merrill Lynch, subsequent losses it suffered and a plan to award $5.8 billion in bonuses. Bank of America's stock subsequently fell when facts about the merger emerged, the lawsuit claimed.

Bank of America denied the allegations.

Experts in class action attorneys fees said the expected fee, while large, was within the range of past massive class action settlements, if not smaller percentage-wise.

The fee, which would be subject to court approval, works out to 6 percent of the settlement fund. The percentage is lower than the median in a securities class action settlement of more than $500 million, or 11.1 percent, according to Renzo Comolli, a senior consultant with NERA Economic Consulting.

"Typically, the larger the settlement, the smaller the percentage for the fee," said Joseph Grundfest, a professor at Stanford Law School and former commissioner on the U.S. Securities and Exchange Commission.

If approved, the fee would rank as the sixth-largest ever in a federal securities class action, Comolli said.

The largest came in 2008, when plaintiffs' law firms, including what is today Robbins Geller Rudman & Dowd, were awarded $688 million, or 9.52 percent, of the $7.2 billion recovered in Enron Corp shareholder litigation.

Kessler Topaz is already splitting a $305 million fee awarded earlier last year by the Delaware Court of Chancery, the largest fee that court has awarded, in a shareholder lawsuit brought on behalf of Southern Copper Corp that resulted in a $2 billion judgment for the company.

The Delaware Supreme Court last week said it wouldn't revisit the $305 million fee.

The case is In re Bank of America Corp Securities, Derivative, and Employee Retirement Income Security Act (ERISA) Litigation, U.S. District Court for the Southern District of New York, No. 09-MDL-2058.

For the plaintiffs: Max Berger and Steven Singer, Bernstein Litowitz Berger & Grossmann; Robert Kaplan and Frederic Fox, Kaplan Fox & Kilsheimer; and David Kesser and Gregory Castaldo, Kessler Topaz Meltzer & Check.

For Bank of America: Brad Karp, Theodore Wells, Daniel Kramer, Walter Rieman, Marc Falcone and Audra Soloway of Paul, Weiss, Rifkind, Wharton & Garrison; Mitchell Lowenthal, Lewis Liman and Jennifer Kennedy Park of Cleary Gottlieb Steen & Hamilton; and Peter Hein and Eric Roth of Wachtell, Lipton, Rosen & Katz.

(A previous version of this story misspelled Mr. Comolli's first name. It is Renzo).

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